DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Ivan Binod Philip

DFSA Reference Number:

I017352

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

25-Sep-2023

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

16-Jan-2023

Withdrawal Date

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Sarwa Investment Management Limited

F003607

Authorised Firms

Nomura Asset Management U.K. Limited

F002437

Authorised Firms


Title
Category
Date of Use

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