Individuals

Firm Name

M7 Real Estate Financial Services Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

31-Aug-2022

Withdrawal Date

Comments

Firm Name

Quantex Investments Ltd

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

28-Oct-2021

Withdrawal Date

Comments

Firm Name

Lumina Capital Advisers Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

01-Sep-2020

Withdrawal Date

Comments

Firm Name

ITA (Middle East) Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

20-Apr-2015

Withdrawal Date

Comments

Firm Name

Ocorian Corporate Services (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Dec-2018

Withdrawal Date

20-May-2020

Comments

Firm Name

Sword Capital (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

27-May-2018

Withdrawal Date

23-Jan-2020

Comments

Firm Name

Tell Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

19-Apr-2017

Withdrawal Date

07-Nov-2022

Comments

Firm Name

TAKAUD Savings and Pensions (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

14-Aug-2016

Withdrawal Date

17-Feb-2019

Comments

Firm Name

Forth Capital (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

12-May-2015

Withdrawal Date

16-Oct-2016

Comments

Firm Name

H.K. Advisory Services Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

11-Nov-2014

Withdrawal Date

05-Jan-2016

Comments

Firm Name

Essdar Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

18-Sep-2014

Withdrawal Date

29-Jun-2016

Comments