Individuals

Firm Name

IFGL (DIFC) Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

19-Oct-2023

Withdrawal Date

Comments

Firm Name

Finsbury Wealth (DIFC) Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

10-Nov-2022

Withdrawal Date

Comments

Firm Name

CFS DIFC Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer

Effective Date

29-Aug-2022

Withdrawal Date

Comments

Firm Name

R E Lee International (Middle East) Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

08-Mar-2022

Withdrawal Date

Comments

Firm Name

R E Lee International (Middle East) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

14-Feb-2018

Withdrawal Date

11-Jan-2022

Comments

Firm Name

Charles Monat Associates Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

08-Feb-2022

Withdrawal Date

Comments

Firm Name

Charles Monat Associates Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

11-Jul-2019

Withdrawal Date

22-Dec-2021

Comments

Firm Name

Kane LPI Solutions Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Oct-2020

Withdrawal Date

Comments

Firm Name

TransRe Europe S.A.

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

09-Dec-2020

Withdrawal Date

04-Mar-2021

Comments

Firm Name

Private Client Services by Mercer (Dubai) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

17-Sep-2019

Withdrawal Date

02-Jun-2021

Comments

Firm Name

Utmost International Middle East Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

14-May-2019

Withdrawal Date

22-Dec-2021

Comments

Firm Name

Aspen UK Syndicate Services Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

26-Sep-2017

Withdrawal Date

22-Apr-2020

Comments

Firm Name

Clements (Dubai) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

28-Aug-2017

Withdrawal Date

09-Jun-2019

Comments

Firm Name

Malaysian Re (Dubai) Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

09-Aug-2015

Withdrawal Date

09-Sep-2015

Comments

Firm Name

EC3 Brokers MEA Ltd (in liquidation)

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

17-Jun-2015

Withdrawal Date

03-Sep-2015

Comments

Firm Name

International General Insurance Company (Dubai) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

14-Jun-2015

Withdrawal Date

14-Oct-2015

Comments