Individuals

Firm Name

Leonteq (Middle East) Ltd

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

29-Aug-2022

Withdrawal Date

Comments

Firm Name

Leonteq (Middle East) Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

11-Oct-2021

Withdrawal Date

27-Jul-2022

Comments

Firm Name

Allanite Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

04-Mar-2020

Withdrawal Date

01-Jun-2021

Comments

Firm Name

Permaneo Capital Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-Jan-2020

Withdrawal Date

14-Sep-2020

Comments

Firm Name

P79 Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

02-Jan-2020

Withdrawal Date

02-Jun-2021

Comments

Firm Name

StratLink Advisory Group Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

27-Dec-2019

Withdrawal Date

02-Jun-2021

Comments

Firm Name

FIL Distributors International Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

08-Dec-2019

Withdrawal Date

01-Jun-2021

Comments

Firm Name

Dubai Cultiv8 Investments Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

28-Nov-2019

Withdrawal Date

06-Jun-2021

Comments